"The Protestant Ethic and the Spirit of Capitalism" CHAPTER IV.a.2

That worldly activity should be considered capable of this achievement, that it could, so to speak, be considered the most suitable means of counteracting feelings of religious anxiety, finds its explanation in the fundamental peculiarities of religious feeling in the Reformed Church, which come most clearly to light in its differences from Lutheranism in the doctrine of justification by faith. These differences are analysed so subtly and with such objectivity and avoidance of value-judgments in Schneckenburger's excellent lectures, 48 that the following brief observations can for the most part simply rest upon his discussion.

The highest religious experience which the Lutheran faith strives to attain, especially as it developed in the course of the seventeenth century, is the mystic union with the deity. 49 As the name itself, which is unknown to the Reformed faith in this form, suggests, it is a feeling of actual absorption in the deity, that of a real entrance of the divine into the soul of the believer. It is qualitatively similar to the aim of the contemplation of the German mystics and is characterized by its passive search for the fulfillment of the yearning for rest in God. Now the history of philosophy shows that religious belief which is primarily mystical may very well be compatible with a pronounced sense of reality in the field of empirical fact; it may even support it directly on account of the repudiation of dialectic doctrines. Furthermore, mysticism may indirectly even further the interests of rational conduct. Nevertheless, the positive valuation of external activity is lacking in its relation to the world. In addition to this, Lutheranism combines the mystic union with that deep feeling of sin-stained unworthiness which is essential to preserve the poenitentia quotidiana of the faithful Lutheran, thereby maintaining the humility and simplicity indispensable for the forgiveness of sins. The typical religion of the Reformed Church, on the other hand, has from the beginning repudiated both this purely inward emotional piety of Lutheranism and the Quietist escape from everything of Pascal. A real penetration of the human soul by the divine was made impossible by the absolute transcendentality of God compared to the flesh: finitum non est capax infinite. The community of the elect with their God could only take place and be perceptible to them in that God worked through them and that they were conscious of it. That is, their action originated from the faith caused by God's grace, and this faith in turn justified itself by the quality of that action. Deep-lying differences of the most important conditions of salvation 50 which apply to the classification of all practical religious activity appear here. The religious believer can make himself sure of his state of grace either in that he feels himself to be the vessel of the Holy Spirit or the tool of the divine will. In the former case his religious life tends to mysticism and emotionalism, in the latter to ascetic action; Luther stood close to the former type, Calvinism belonged definitely to the latter. The Calvinist also wanted to be saved faith alone. But since Calvin viewed all pure feelings and emotions, no matter how exalted they might seem to be, with suspicion, 51 faith had to be proved by its objective results in order to provide a firm foundation for the certainty of salvation. It must be a effective fiath, 52 the call to salvation an effectual calling (expression used in Savoy Declaration).

If we now ask further, by what fruits the Calvinist thought himself able to identify true faith? the answer is: by a type of Christian conduct which served to increase the glory of God. Just what does so serve is to be seen in his own will as revealed either directly through the Bible or indirectly through the purposeful order of the world which he has created (natural law). 53 Especially by comparing the condition of one's own soul with that of the elect, for instance the patriarchs, according to the Bible, could the state of one's own grace be known. 54 Only one of the elect really has the effective fiath, 55 only he is able by virtue of his rebirth and the resulting sanctification of his whole life, to augment the glory of God by real, and not merely apparent, good works. It was through the consciousness that his conduct, at least in its fundamental character and constant ideal , rested on a power 56 within himself working for the glory of God; that it is not only willed of God but rather done by God 57 that he attained the highest good towards which this religion strove, the certainty of salvation. 58 That it was attainable was proved by 2 Corinthians 13:5. 59 Thus, however useless good works might be as a means of attaining salvation, for even the elect remain beings of the flesh, and everything they do falls infinitely short of divine standards, nevertheless, they are indispensable as a sign of election. 60 They are the technical means, not of purchasing salvation, but of getting rid of the fear of damnation. In this sense they are occasionally referred to as directly necessary for salvation 61 or the possessio salutis is made conditional on them. 62

In practice this means that God helps those who help themselves. 63 Thus the Calvinist, as it is sometimes put, himself creates 64 his own salvation, or, as would be more correct, the conviction of it. But this creation cannot, as in Catholicism, consist in a gradual accumulation of individual good works to one's credit, but rather in a systematic self-control which at every moment stands before the inexorable alternative, chosen or damned. This brings us to a very important point in our investigation.

It is common knowledge that Lutherans have again and again accused this line of thought, which was worked out in the Reformed Churches and sects with increasing clarity, 65 of reversion to the doctrine of salvation by works. 66 And however justified the protest of the accused against identification of their dogmatic position with the Catholic doctrine, this accusation has surely been made with reason if by it is meant the practical consequences for the everyday life of the average Christian of the Reformed Church. 67 For a more intensive form of the religious valuation of moral action than that to which Calvinism led its adherents has perhaps never existed. But what is important for the practical significance of this sort of salvation by works must be sought in a knowledge of the particular qualities which characterized their type of ethical conduct and distinguished it from the everyday life of an average Christian of the Middle Ages. The difference may well be formulated as follows: the normal medieval Catholic layman 68 lived ethically, so to speak, from hand to mouth. In the first place he conscientiously fulfilled his traditional duties. But beyond that minimum his good works did not necessarily form a connected, or at least not a rationalized, system of life, but rather remained a succession of individual acts. He could use them as occasion demanded, to atone for particular sins, to better his chances for salvation, or, toward the end of his life, as a sort of insurance premium. Of course the Catholic ethic was an ethic of intentions. But the concrete intentio of the single act determined its value. And the single good or bad action was credited to the doer determining his temporal and eternal fate. Quite realistically the Church recognized that man was not an absolutely clearly defined unity to be judged one way or the other, but that his moral life was normally subject to conflicting motives and his action contradictory. Of course, it required as an ideal a change of life in principle. But it weakened just this requirement (for the average) by one of its most important means of power and education, the sacrament of absolution, the function of which was connected with the deepest roots of the peculiarly Catholic religion.

The rationalization of the world, the elimination of magic as a means to salvation, 69 the Catholics had not carried nearly so far as the Puritans (and before them the Jews) had done. To the Catholic 70 the absolution of his Church was a compensation for his own imperfection. The priest was a magician who performed the miracle of transubstantiation, and who held the key to eternal life in his hand. One could turn to him in grief and penitence. He dispensed atonement, hope of grace, certainty of forgiveness, and thereby granted release from that tremendous tension to which the Calvinist was doomed by an inexorable fate, admitting of no mitigation. For him such friendly and human comforts did not exist. He could not hope to atone for hours of weakness or of thoughtlessness by increased good will at other times, as the Catholic or even the Lutheran could. The God of Calvinism demanded of his believers not single good works, but a life of good works combined into a unified system. 71 There was no place for the very human Catholic cycle of sin, repentance, atonement, release, followed by renewed sin. Nor was there any balance of merit for a life as a whole which could be adjusted by temporal punishments or the Churches' means of grace.

The moral conduct of the average man was thus deprived of its planless and unsystematic character and subjected to a consistent method for conduct as a whole. It is no accident that the name of Methodists stuck to the participants in the last great revival of Puritan ideas in the eighteenth century just as the term Precisians, which has the same meaning, was applied to their spiritual ancestors in the seventeenth century. 72 For only by a fundamental change in the whole meaning of life at every moment and in every action 73 could the effects of grace transforming a man from the natural status to the status of grace be proved.

The life of the saint was directed solely toward a transcendental end, salvation. But precisely for that reason it was thoroughly rationalized in this world and dominated entirely by the aim to add to the glory of God on earth. Never has the precept omnia in majorem dei gloriam been taken with more bitter seriousness. 74 Only a life guided by constant thought could achieve conquest over the state of nature. Descartes's perception of self was taken over by the contemporary Puritans with this ethical reinterpretation. 75 It was this rationalization which gave the Reformed faith its peculiar ascetic tendency, and is the basis both of its relationship 76 to and its conflict with Catholicism. For naturally similar things were not unknown to Catholicism.

Without doubt Christian asceticism, both outwardly and in its inner meaning, contains many different things. But it has had a definitely rational character in its highest Occidental forms as early as the Middle Ages, and in several forms even in antiquity. The great historical significance of Western monasticism, as contrasted with that of the Orient, is based on this fact, not in all cases, but in its general type. In the rules of St. Benedict, still more with the monks of Cluny, again with the Cistercians, and most strongly the Jesuits, it has become emancipated from planless other-worldliness and irrational self-torture. It had developed a systematic method of rational conduct with the purpose of overcoming the natural status, to free man from the power of irrational impulses and his dependence on the world and on nature. It attempted to subject man to the supremacy of a purposeful Will, 77 to bring his actions under constant self-control with a careful consideration of their ethical consequences. Thus it trained the monk, objectively, as a worker in the service of the kingdom of God, and thereby further, subjectively, assured the salvation of his soul. This active self-control, which formed the end of the spiritual exerciseof St. Ignatius and of the rational monastic virtues everywhere, 78 was also the most important practical ideal of Puritanism. 79 In the deep contempt with which the cool reserve of its adherents is con trasted, in the reports of the trials of its martyrs, with the undisciplined blustering of the noble prelates and officials 80 can be seen that respect for quiet self-control which still distinguishes the best type of English or American gentleman to-day. 81 To put it in our terms 82 : The Puritan, like every rational type of asceticism, tried to enable a man to maintain and act upon his constant motives, especially those which it taught him itself, against the emotions. In this formal psychological sense of the term it tried to make him into a personality. Contrary to many popular ideas, the end of this asceticism was to be able to lead an alert, intelligent life: the most urgent task the destruction of spontaneous, impulsive enjoyment, the most important means was to bring order into the conduct of its adherents. All these important points are emphasized in the rules of Catholic monasticism as strongly 83 as in the principles of conduct of the Calvinist. 84 On this methodical control over the whole man rests the enormous expansive power of both, especially the ability of Calvinism as against Lutheranism to defend the cause of Protestantism as the Church militant.

On the other hand, the difference of the Calvinistic from the medieval asceticism is evident. It consisted in the disappearance of the evangelical recommendation and the accompanying transformation of asceticism to activity within the world. It is not as though Catholicism had restricted the methodical life to monastic cells. This was by no means the case either in theory or in practice. On the contrary, it has already been pointed out that, in spite of the greater ethical moderation of Catholicism, an ethically unsystematic life did not satisfy the highest ideals which it had set up even for the life of the layman. 85 The tertiary order of St. Francis was, for instance, a powerful attempt in the direction of an ascetic penetration of everyday life, and, as we know, by no means the only one. But, in fact, works like the Nachfolge Christi show, through the manner in which their strong influence was exerted, that the way of life preached in them was felt to be something higher than the everyday morality which sufficed as a minimum, and that this latter was not measured by such standards as Puritanism demanded. Moreover, the practical use made of certain institutions of the Church, above all of indulgences inevitably counteracted the tendencies toward systematic worldly asceticism. For that reason it was not felt at the time of the Reformation to be merely an unessential abuse, but one of the most fundamental evils of the Church.

But the most important thing was the fact that the man who, par excellence, lived a rational life in the religious sense was, and remained, alone the monk. Thus asceticism, the more strongly it gripped an individual, simply served to drive him farther away from everyday life, because the holiest task was definitely to surpass all worldly morality. 86 Luther, who was not in any sense fulfilling any law of development, but acting upon his quite personal experience, which was, though at first somewhat uncertain in its practical consequences, later pushed farther by the political situation, had repudiated that tendency, and Calvinism simply took this over from him. 87 Sebastian Franck struck the central characteristic of this type of religion when he saw the significance of the Reformation in the fact that now every Christian had to be a monk all his life. The drain of asceticism from everyday worldly life had been stopped by a dam, and those passionately spiritual natures which had formerly supplied the highest type of monk were now forced to pursue their ascetic ideals within mundane occupations.

But in the course of its development Calvinism added something positive to this, the idea of the necessity of proving one's faith in worldly activity. 88 Therein it gave the broader groups of religiously inclined people a positive incentive to asceticism. By founding its ethic in the doctrine of predestination, it substituted for the spiritual aristocracy of monks outside of and above the world the spiritual aristocracy of the predestined saints of God within the world. 89 It was an aristocracy which, with its indelible character, was divided from the eternally damned remainder of humanity by a more impassable and in its invisibility more terrifying gulf, 90 than separated the monk of the Middle Ages from the rest of the world about him, a gulf which penetrated all social relations with its sharp brutality. This consciousness of divine grace of the elect and holy was accompanied by an attitude toward the sin of one's neighbour, not of sympathetic understanding based on consciousness of one's own weakness, but of hatred and contempt for him as an enemy of God bearing the signs of eternal damnation. 91 This sort of feeling was capable of such intensity that it sometimes resulted in the formation of sects. This was the case when, as in the Independent movement of the seventeenth century, the genuine Calvinist doctrine that the glory of God required the Church to bring the damned under the law, was outweighed by the conviction that it was an insult to God if an unreborn soul should be admitted to His house and partake in the sacraments, or even, as a minister, administer them. 92 Thus, as a consequence of the doctrine of proof, the Donatist idea of the Church appeared, as in the case of the Calvinistic Baptists. The full logical consequence of the demand for a pure Church, a community of those proved to be in a state of grace, was not often drawn by forming sects. Modifications in the constitution of the Church resulted from the attempt to separate reborn from unreborn Christians, those who were from those who were not prepared for the sacrament, to keep the government of the Church or some other privilege in the hands of the former, and only to ordain ministers of whom there was no question. 93

The norm by which it could always measure itself, of which it was evidently in need, this asceticism naturally found in the Bible. It is important to note that the well-known bibliocracy of the Calvinists held the moral precepts of the Old Testament, since it was fully as authentically revealed, on the same level of esteem as those of the New. It was only necessary that they should not obviously be applicable only to the historical circumstances of the Hebrews, or have been specifically denied by Christ. For the believer, the law was an ideal though never quite attainable norm 94 while Luther, on the other hand, originally had prized freedom from subjugation to the law as a divine privilege of the believer. 95 The influence of the God-fearing but perfectly unemotional wisdom of the Hebrews, which is expressed in the books most read by the Puritans, the Proverbs and the Psalms, can be felt in their whole attitude toward life. In particular, its rational suppression of the mystical, in fact the whole emotional side of religion, has rightly been attributed by Sanford 96 to the influence of the Old Testament. But this Old Testament rationalism was as such essentially of a small citizen, traditionalistic type, and was mixed not only with the powerful pathos of the prophets, but also with elements which encouraged the development of a peculiarly emotional type of religion even in the Middle Ages. 97 It was thus in the last analysis the peculiar, fundamentally ascetic, character of Calvinism itself which made it select and assimilate those elements of Old Testament religion which suited it best.

Now that systematization of ethical conduct which the asceticism of Calvinistic Protestantism had in common with the rational forms of life in the Catholic orders is expressed quite superficially in the way in which the conscientious Puritan continually supervised 98 his own state of grace. To be sure, the religious account-books in which sins, temptations, and progress made in grace were entered or tabulated were common to both the most enthusiastic Reformed circles 99 and some parts of modern Catholicism (especially in France), above all under the influence of the Jesuits. But in Catholicism it served the purpose of completeness of the confession, or gave the director of layperson a basis for his authoritarian guidance of the Christian (mostly female). The Reformed Christian, however, felt his own pulse with its aid. It is mentioned by all the moralists and theologians, while Benjamin Franklin's tabulated statistical book-keeping on his progress in the different virtues is a classic example. 100 On the other hand, the old medieval (even ancient) idea of God's book-keeping is carried by Bunyan to the characteristically tasteless extreme of comparing the relation of a sinner to his God with that of customer and shopkeeper. One who has once got into debt may well, by the product of all his virtuous acts, succeed in paying off the accumulated interest but never the principal. 101

As he observed his own conduct, the later Puritan also observed that of God and saw His finger in all the details of life. And, contrary to the strict doctrine of Calvin, he always knew why God took this or that measure. The process of sanctifying life could thus almost take on the character of a business enterprise. 102 A thoroughgoing Christianization of the whole of life was the consequence of this methodical quality of ethical conduct into which Calvinism as distinct from Lutheranism forced men. That this rationality was decisive in its influence on practical life must always be borne in mind in order rightly to understand the influence of Calvinism. On the one hand we can see that it took this element to exercise such an influence at all. But other faiths as well necessarily had a similar influence when their ethical motives were the same in this decisive point, the doctrine of proof.

So far we have considered only Calvinism, and have thus assumed the doctrine of predestination as the dogmatic background of the Puritan morality in the sense of methodically rationalized ethical conduct. This could be done because the influence of that dogma in fact extended far beyond the single religious group which held in all respects strictly to Calvinistic principles, the Presbyterians. Not only the Independent Savoy Declaration of 1658, but also the Baptist Confession of Hanserd Knolly of 1689 contained it, and it had a place within Methodism. Although John Wesley, the great organizing genius of the movement, was a believer in the universality of Grace, one of the great agitators of the first generation of Methodists and their most consistent thinker, Whitefield, was an adherent of the doctrine. The same was true of the circle around Lady Huntingdon, which for a time had considerable influence. It was this doctrine in its magnificent consistency which, in the fateful epoch of the seventeenth century, upheld the belief of the militant defenders of the holy life that they were weapons in the hand of God, and executors of His providential Will. 103 Moreover, it prevented a premature collapse into a purely utilitarian doctrine of good works in this world which would never have been capable of motivating such tremendous sacrifices for non-rational ideal ends.

The combination of faith in absolutely valid norms with absolute determinism and the complete transcendentality of God was in its way a product of great genius. At the same time it was, in principle, very much more modern than the milder doctrine, making greater concessions to the feelings which subjected God to the moral law. Above all, we shall see again and again how fundamental is the idea of proof for our problem. Since its practical significance as a psychological basis for rational morality could be studied in such purity in the doctrine of predestination, it was best to start there with the doctrine in its most consistent form. But it forms a recurring framework for the connection between faith and conduct in the denominations to be studied below. Within the Protestant movement the consequences which it inevitably had for the ascetic tendencies of the conduct of its first adherents form in principle the strongest antithesis to the relative moral helplessness of Lutheranism. The Lutheran gratia amissibilis, which could always be regained through penitent contrition evidently, in itself, contained no motivation for what is for us the most important result of ascetic Protestantism, a systematic rational ordering of the moral life as a whole. 104 The Lutheran faith thus left the spontaneous vitality of impulsive action and naive emotion more nearly unchanged. The motive to constant self-control and thus to a deliberate regulation of one's own life, which the gloomy doctrine of Calvinism gave, was lacking. A religious genius like Luther could live in this atmosphere of openness and freedom without difficulty and, so long as his enthusiasm was powerful enough, without danger of falling back into the natural status. That simple, sensitive, and peculiarly emotional form of piety, which is the ornament of many of the highest types of Lutherans, like their free and spontaneous morality, finds few parallels in genuine Puritanism, but many more in the mild Anglicanism of such men as Hooker, Chillingsworth, etc. But for the everyday Lutheran, even the able one, nothing was more certain than that he was only temporarily, as long as the single confession or sermon affected him, raised above the natural status.

There was a great difference which was very striking to contemporaries between the moral standards of the courts of Reformed and of Lutheran princes, the latter often being degraded by drunkenness and vulgarity. 105 Moreover, the helplessness of the Lutheran clergy, with their emphasis on faith alone, against the ascetic Baptist movement, is well known. The typical German quality often called good nature or naturalness contrasts strongly, even in the facial expressions of people, with the effects of that thorough destruction of the spontaneity of the natural status in the Anglo-American atmosphere, which Germans are accustomed to judge unfavourably as narrowness, unfreeness, and inner constraint. But the differences of conduct, which are very striking, have clearly originated in the lesser degree of ascetic penetration of life in Lutheranism as distinguished from Calvinism. The antipathy of every spontaneous child of nature to everything ascetic is expressed in those feelings. The fact is that Lutheranism, on account of its doctrine of grace, lacked a psychological motivation of systematic conduct to compel the methodical rationalization of life.

This motivation, which conditions the ascetic character of religion, could doubtless in itself have been furnished by various different religious motives, as we shall soon see. The Calvinistic doctrine of predestination was only one of several possibilities. But nevertheless we have become convinced that in its way it had not only a quite unique consistency, but that its psychological effect was extraordinarily powerful. 106 In comparison with it the non-Calvinistic ascetic movements, considered purely from the view-point of the religious motivation of asceticism, form an attenuation of the inner consistency and power of Calvinism.

But even in the actual historical development the situation was, for the most part, such that the Calvinistic form of asceticism was either imitated by the other ascetic movements or used as a source of inspiration or of comparison in the development of their divergent principles. Where, in spite of a different doctrinal basis, similar ascetic features have appeared, this has generally been the result of Church organization. Of this we shall come to speak in another connection. 107


CHAPTER IV.a.1CHAPTER IV.b-c