"The Protestant Ethic and the Spirit of Capitalism" CHAPTER IV.d

D. THE PURITAN SECTS

The Pietism of the Continent of Europe and the Methodism of the Anglo-Saxon peoples are, considered both in their content of ideas and their historical significance, secondary movements. 168 On the other hand, we find a second independent source of Protestant asceticism besides Calvinism in the Baptist movement and the sects 169 which, in the course of the sixteenth and seventeenth centuries, came directly from it or adopted its forms of religious thought, the Baptists, Mennonites, and, above all, the Quakers. 170 With them we approach religious groups whose ethics rest upon a basis differing in principle from the Calvinistic doctrine. The following sketch, which only emphasizes what is important for us, can give no true impression of the diversity of this movement. Again we lay the principal emphasis on the development in the older capitalistic countries.

The feature of all these communities, which is both historically and in principle most important, but whose influence on the development of culture can only be made quite clear in a somewhat different connection, is something with which we are already familiar, the believer's Church. 171 This means that the religious community, the visible Church in the language of the Reformation Churches, 172 was no longer looked upon as a sort of trust foundation for supernatural ends, an institution, necessarily including both the just and the unjust, whether for increasing the glory of God (Calvinistic) or as a medium for bringing the means of salvation to men (Catholic and Lutheran), but solely as a community of personal believers of the reborn, and only these. In other words, not as a Church but as a sect. 173 This is all that the principle, in itself purely external, that only adults who have personally gained their own faith should be baptized, is meant to symbolize. 174 The justification through this faith was for the Baptists, as they have insistently repeated in all religious discussions, radically different from the idea of work in the world in the service of Christ, such as dominated the orthodox dogma of the older Protestantism. 175 It consisted rather in taking spiritual possession of His gift of salvation. But this occurred through individual revelation, by the working of the Divine Spirit in the individual, and only in that way. It was offered to everyone, and it sufficed to wait for the Spirit, and not to resist its coming by a sinful attachment to the world. The significance of faith in the sense of knowledge of the doctrines of the Church, but also in that of a repentant search for divine grace, was consequently quite minimized, and there took place, naturally with great modifications, a renaissance of Early Christian pneumatic doctrines. For instance, the sect to which Menno Simons in his Fondamentboek (1539) gave the first reasonably consistent doctrine, wished, like the other Baptist sects, to be the true blameless Church of Christ; like the apostolic community, consisting entirely of those personally awakened and called by God. Those who have been born again, and they alone, are brethren of Christ, because they, like Him, have been created in spirit directly by God. 176 A strict avoidance of the world, in the sense of all not strictly necessary intercourse with worldly people, together with the strictest bibliocracy in the sense of taking the life of the first generations of Christians as a model, were the results for the first Baptist communities, and this principle of avoidance of the world never quite disappeared so long as the old spirit remained alive. 177

As a permanent possession, the Baptist sects retained from these dominating motives of their early period a principle with which, on a somewhat different foundation, we have already become acquainted in Calvinism, and the fundamental importance of which will again and again come out. They absolutely repudiated all idolatry of the flesh, as a detraction from the reverence due to God alone. 178 The Biblical way of life was conceived by the first Swiss and South German Baptists with a radicalism similar to that of the young St. Francis, as a sharp break with all the enjoyment of life, a life modelled directly on that of the Apostles. And, in truth, the life of many of the earlier Baptists is reminiscent of that of St. Giles. But this strict observation of Biblical precepts 179 was not on very secure foundations in its connection with the pneumatic character of the faith. What God had revealed to the prophets and apostles was not all that He could and would reveal. On the contrary, the continued life of the Word, not as a written document, but as the force of the Holy Spirit working in daily life, which speaks directly to any individual who is willing to hear, was the sole characteristic of the true Church. That, as Schwenkfeld taught as against Luther and later Fox against the Presbyterians, was the testimony of the early Christian communities. From this idea of the continuance of revelation developed the well-known doctrine, later consistently worked out by the Quakers, of the (in the last analysis decisive) significance of the inner testimony of the Spirit in reason and conscience. This did away, not with the authority, but with the sole authority, of the Bible, and started a development which in the end radically eliminated all that remained of the doctrine of salvation through the Church; for the Quakers even with Baptism and the Communion. 180

The Baptist denominations along with the predestinationists, especially the strict Calvinists, carried out the most radical devaluation of all sacraments as means to salvation, and thus accomplished the religious rationalization of the world in its most extreme form. Only the inner light of continual revelation could enable one truly to understand even the Biblical revelations of God. 181 On the other hand, at least according to the Quaker doctrine which here drew the logical conclusion, its effects could be extended to people who had never known revelation in its Biblical form. The proposition no salvation out of the church held only for this invisible Church of those illuminated by the Spirit. Without the inner light, the natural man, even the man guided by natural reason, 182 remained purely a creature of the flesh, whose godlessness was condemned by the Baptists, including the Quakers, almost even more harshly than by the Calvinists. On the other hand, the new birth caused by the Spirit, if we wait for it and open our hearts to it, may, since it is divinely caused, lead to a state of such complete conquest of the power of sin, 183 that relapses, to say nothing of the loss of the state of grace, become practically impossible. However, as in Methodism at a later time, the attainment of that state was not thought of as the rule, but rather the degree of perfection of the individual was subject to development.

But all Baptist communities desired to be pure Churches in the sense of the blameless conduct of their members. A sincere repudiation of the world and its interests, and unconditional submission to God as speaking through the conscience, were the only unchallengeable signs of true rebirth, and a corresponding type of conduct was thus indispensable to salvation. And hence the gift of God's grace could not be earned, but only one who followed the dictates of his conscience could be justified in considering himself reborn. Good works in this sense were a causa sine qua non. As we see, this last reasoning of Barclay, to whose exposition we have adhered, was again the equivalent in practice of the Calvinistic doctrine, and was certainly developed under the influence of the Calvinistic asceticism, which surrounded the Baptist sects in England and the Netherlands. George Fox devoted the whole of his early missionary activity to the preaching of its earnest and sincere adoption.

But, since predestination was rejected, the peculiarly rational character of Baptist morality rested psychologically above all on the idea of expectant waiting for the Spirit to descend, which even to-day is characteristic of the Quaker meeting, and is well analysed by Barclay. The purpose of this silent waiting is to overcome everything impulsive and irrational, the passions and subjective interests of the natural man. He must be stilled in order to create that deep repose of the soul in which alone the word of God can be heard. Of course, this waiting might result in hysterical conditions, prophecy, and, as long as eschatological hopes survived, under certain circumstances even in an outbreak of chiliastic enthusiasm, as is possible in all similar types of religion. That actually happened in the movement which went to pieces in Munster.

But in so far as Baptism affected the normal workaday world, the idea that God only speaks when the flesh is silent evidently meant an incentive to the deliberate weighing of courses of action and their careful justification in terms of the individual conscience. 184 The later Baptist communities, most particularly the Quakers, adopted this quiet, moderate, eminently conscientious character of conduct. The radical elimination of magic from the world allowed no other psychological course than the practice of worldly asceticism. Since these communities would have nothing to do with the political powers and their doings, the external result also was the penetration of life in the calling with these ascetic virtues. The leaders of the earliest Baptist movement were ruthlessly radical in their rejection of worldliness. But naturally, even in the first generation, the strictly apostolic way of life was not maintained as absolutely essential to the proof of rebirth for everyone. Well-to-do citizen there were, even in this generation and even before Menno, who definitely defended the practical worldly virtues and the system of private property; the strict morality of the Baptists had turned in practice into the path prepared by the Calvinistic ethic. 185 This was simply because the road to the other-worldly monastic form of asceticism had been closed as unbiblical and savouring of salvation by works since Luther, whom the Baptists also followed in this respect.

Nevertheless, apart from the half-communistic communities of the early period, one Baptist sect, the so-called Dunckards , has to this day maintained its condemnation of education and of every form of possession beyond that indispensable to life. And even Barclay looks upon the obligation to one's calling not in Calvinistic or even Lutheran terms, but rather Thomistically, as natural reason, the necessary consequence of the believers having to live in the world. 186

This attitude meant a weakening of the Calvinistic conception of the calling similar to those of Spener and the German Pietists. But, on the other hand, the intensity of interest in economic occupations was considerably increased by various factors at work in the Baptist sects. In the first place, by the refusal to accept office in the service of the State, which originated as a religious duty following from the repudiation of everything worldly. After its abandonment in principle it still remained, at least for the Mennonites and Quakers, effective in practice, because the strict refusal to bear arms or to take oaths formed a sufficient disqualification for office. Hand in hand with it in all Baptists' denominations went an invincible antagonism to any sort of aristocratic way of life. Partly, as with the Calvinists, it was a consequence of the prohibition of all idolatry of the flesh, partly a result of the aforementioned unpolitical or even anti-political principles. The whole shrewd and conscientious rationality of Baptist conduct was thus forced into non-political callings.

At the same time, the immense importance which was attributed by the Baptist doctrine of salvation to the role of the conscience as the revelation of God to the individual gave their conduct in worldly callings a character which was of the greatest significance for the development of the spirit of capitalism. We shall have to postpone its consideration until later, and it can then be studied only in so far as this is possible without entering into the whole political and social ethics of Protestant asceticism. But, to anticipate this much, we have already called attention to that most important principle of the capitalistic ethic which is generally formulated "honesty is the best policy". 187 Its classical document is the tract of Franklin quoted above. And even in the judgment of the seventeenth century the specific form of the worldly asceticism of the Baptists, especially the Quakers, lay in the practical adoption of this maxim. 188 On the other hand, we shall expect to find that the influence of Calvinism was exerted more in the direction of the liberation of energy for private acquisition. For in spite of all the formal legalism of the elect, Goethe's remark in fact applied often enough to the Calvinist: "The man of action is always ruthless; no one has a conscience but an observer." 189

A further important element which promoted the intensity of the worldly asceticism of the Baptist denominations can in its full significance also be considered only in another connection. Nevertheless, we may anticipate a few remarks on it to justify the order of presentation we have chosen. We have quite deliberately not taken as a starting-point the objective social institutions of the older Protestant Churches, and their ethical influences, especially not the very important Church discipline. We have preferred rather to take the results which subjective adoption of an ascetic faith might have had in the conduct of the individual. This was not only because this side of the thing has previously received far less attention than the other, but also because the effect of Church discipline was by no means always a similar one. On the contrary, the ecclesiastical supervision of the life of the individual, which, as it was practiced in the Calvinistic State Churches, almost amounted to an inquisition, might even retard that liberation of individual powers which was conditioned by the rational ascetic pursuit of salvation, and in some cases actually did so.

The mercantilistic regulations of the State might develop industries, but not, or certainly not alone, the spirit of capitalism; where they assumed a despotic, authoritarian character, they to a large extent directly hindered it. Thus a similar effect might well have resulted from ecclesiastical regimentation when it became excessively despotic. It enforced a particular type of external conformity, but in some cases weakened the subjective motives of rational conduct. Any discussion of this point 190 must take account of the great difference between the results of the authoritarian moral discipline of the Established Churches and the corresponding discipline in the sects which rested on voluntary submission. That the Baptist movement everywhere and in principle founded sects and not Churches was certainly as favourable to the intensity of their asceticism as was the case, to differing degrees, with those Calvinistic, Methodist, and Pietist communities which were driven by their situations into the formation of voluntary groups. 191

It is our next task to follow out the results of the Puritan idea of the calling in the business world, now that the above sketch has attempted to show its religious foundations. With all the differences of detail and emphasis which these different ascetic movements show in the aspects with which we have been concerned, much the same characteristics are present and important in all of them. 192 But for our purposes the decisive point was, to recapitulate, the conception of the state of religious grace, common to all the denominations, as a status which marks off its possessor from the degradation of the flesh, from the world. 193

On the other hand, though the means by which it was attained differed for different doctrines, it could not be guaranteed by any magical sacraments, by relief in the confession, nor by individual good works. That was only possible by proof in a specific type of conduct unmistakably different from the way of life of the natural man. From that followed for the individual an incentive methodically to supervise his own state of grace in his own conduct, and thus to penetrate it with asceticism. But, as we have seen, this ascetic conduct meant a rational planning of the whole of one's life in accordance with God's will. And this asceticism was no longer an opus supererogationis, but something which could be required of everyone who would be certain of salvation. The religious life of the saints, as distinguished from the natural life, was--the most important point--no longer lived outside the world in monastic communities, but within the world and its institutions. This rationalization of conduct within this world, but for the sake of the world beyond, was the consequence of the concept of calling of ascetic Protestantism.

Christian asceticism, at first fleeing from the world into solitude, had already ruled the world which it had renounced from the monastery and through the Church. But it had, on the whole, left the naturally spontaneous character of daily life in the world untouched. Now it strode into the market-place of life, slammed the door of the monastery behind it, and undertook to penetrate just that daily routine of life with its methodicalness, to fashion it into a life in the world, but neither of nor for this world. With what result, we shall try to make clear in the following discussion.


CHAPTER IV.b-cCHAPTER V.